March 21, 2023 12:14 pm CDT

Compliance Manager – Deposit Products

  • Anywhere

Valley Bank

The Compliance Manager – Deposits Products will assist the Chief Compliance Officer in managing all compliance risks associated with federal and state banking laws and regulations but with a focus on deposit products. Individuals in this position are expected to work independently and provide comprehensive analysis of compliance projects assigned to them. Additionally, this individual should have advanced skills in terms of data aggregation, analytics and reporting. Senior compliance officers are expected to act as mentors and go to persons for other members of the compliance and bank staff. In the event that both the Deputy and Chief Compliance Officers are unavailable they must be able to step in and manage the day-to-day operations of the Regulatory Compliance Department. nResponsibilities include, but are not limited to: nAdvise the Deputy Chief Compliance Officer on setting priorities for the department.n nManage requirements for Regulatory Examinations and Internal Audits.n nPerform Compliance due diligence for mergers and acquisitions.n nProvide regulatory research and expertise to all business units of the bank.n nAssist the Deputy Chief Compliance Officer in developing compliance review programs.n nDevelop and conduct compliance training in conjunction with the Education Resources Department.n nConduct Deposit Products testing and risk assessments.n nConduct compliance analysis of deposit marketing materials and provide effective feedback.n nConduct targeted reviews of TISA, EFTA, EFAA, GLBA and provide detailed analysis.n nConduct Fair Banking analysis of Overdraft Protection programs (ODP).n




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